FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Laredo Petroleum, Inc. [ LPI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/05/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 per share (''Common Stock'') | 03/05/2015 | J(1)(2) | 4,349,102 | A | $11.05(2) | 15,636,559 | D(1)(2) | |||
Common Stock | 03/05/2015 | J(1)(3) | 923,800 | A | $11.05(2) | 1,291,411 | D(1)(3) | |||
Common Stock | 46,215,059 | D(1)(4) | ||||||||
Common Stock | 03/05/2015 | J(1)(5) | 12,173,354 | A | $11.05(2)(5) | 70,043,481 | I(1)(5) | See Footnotes(1)(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. See Exhibit 99.1; Note 1. |
2. See Exhibit 99.1; Note 2. |
3. See Exhibit 99.1; Note 3. |
4. See Exhibit 99.1; Note 4. |
5. See Exhibit 99.1; Note 5. |
Remarks: |
See Exhibit 99.1 Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures. |
By: /s/ Robert B. Knauss | 03/06/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
Designated Filer: |
Warburg Pincus Private Equity X O&G, L.P. |
Issuer & Ticker Symbol: |
Laredo Petroleum, Inc. [LPI] |
Date of Event Requiring Statement: |
March 5, 2015 |
Explanation of Responses:
(1) This Form 4 is filed on behalf of Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership (WP X O&G). Warburg Pincus X, L.P., a Delaware limited partnership (WP X), is the general partner of each of WP X O&G and Warburg Pincus X Partners, L.P., a Delaware limited partnership (WP X Partners). Warburg Pincus X GP, L.P., a Delaware limited partnership (WP X GP), is the general partner of WP X. WPP GP LLC, a Delaware limited liability company (WPP), is the general partner of WP X GP and WPP is the general partner of Warburg Pincus IX GP L.P., a Delaware limited partnership (WP IX GP). WP IX GP is the general partner of Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership (WP IX). Warburg Pincus Partners, L.P., a Delaware limited partnership (WP Partners) is the managing member of WPP. Warburg Pincus Partners GP LLC, a Delaware limited liability company (WP GP Partners), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership (WP), is the managing member of WP GP Partners (WP X O&G, WP X, WP X Partners, WP X GP, WPP, WP IX GP, WP IX, WP Partners, WP GP Partners, and WP, collectively, the Warburg Pincus Reporting Persons).
(2) On March 5, 2015, WP X O&G acquired an aggregate of 4,349,102 shares of common stock of Laredo Petroleum, Inc. (f/k/a Laredo Petroleum Holdings, Inc.) (Common Stock and such entity, the Company) in an underwritten offering by the Company, at a price of $11.05 per share (the Offering).
(3) On March 5, 2015, WP X Partners acquired an aggregate of 923,800 of shares of Common Stock in the Offering.
(4) WP IX was an existing shareholder of the Company prior to the Offering and currently owns 46,215,059 shares of Common Stock.
(5) By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the Exchange Act), the Warburg Pincus Reporting Persons and certain affiliates may be deemed to be beneficial owners of 70,043,481 shares of Common Stock, which includes the 63,143,029 shares of Common Stock held collectively by WP X O&G, WP X Partners and WP IX, as reported on this Form 4 and 6,900,452 shares of Common Stock held by WP Antero Topco, Inc., a Delaware corporation, which is reported on a separate Form 3.
Due to the limitations on the number of Reporting Persons allowed on Form 4, Warburg Pincus LLC, a New York limited liability company (WP LLC) and manager of each of WP X O&G, WP X Partners and WP IX, and certain other affiliated funds, who may be deemed to hold beneficial ownership in the shares of Common Stock of the Company, report such beneficial ownership on separate Forms 4 and 3.
Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than WP IX, WP X O&G and WP X Partners, herein states that this Form 4 shall not be deemed an admission that it is the beneficial owner of any of the shares of Common Stock of the Company reported in this Form 4. Each of the Warburg Pincus Reporting Persons disclaims beneficial ownership of the Common Stock of the Company, except to the extent it has a pecuniary interest in such shares of Common Stock.
Solely for the purposes of Section 16 of the Exchange Act, each of WP X O&G, WP X, WP X Partners, WP X GP, WPP, WP IX GP, WP IX, WP Partners, WP GP Partners, and WP may be deemed a director-by-deputization by virtue of Peter R. Kagan and James R. Levy, managing directors of WP LLC, serving as members of the board of directors of the Company.
Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person.
Exhibit 99.2
Designated Filer: |
Warburg Pincus Private Equity X O&G, L.P. |
Issuer & Ticker Symbol: |
Laredo Petroleum, Inc. [LPI] |
Date of Event Requiring Statement: |
March 5, 2015 |
Joint Filer Information
Joint Filers:
1. Name: |
Warburg Pincus Private Equity X O&G, L.P. |
Address: |
450 LEXINGTON AVENUE |
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New York, NY 10017 |
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2. Name: |
Warburg Pincus X Partners, L.P. |
Address: |
450 LEXINGTON AVENUE |
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New York, NY 10017 |
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3. Name: |
Warburg Pincus X, L.P. |
Address: |
450 LEXINGTON AVENUE |
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New York, NY 10017 |
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4. Name: |
Warburg Pincus X GP L.P. |
Address: |
450 LEXINGTON AVENUE |
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New York, NY 10017 |
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5. Name: |
WPP GP LLC |
Address: |
450 LEXINGTON AVENUE |
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New York, NY 10017 |
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6. Name: |
Warburg Pincus Partners, L.P. |
Address: |
450 LEXINGTON AVENUE |
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New York, NY 10017 |
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7. Name: |
Warburg Pincus Partners GP LLC |
Address: |
450 LEXINGTON AVENUE |
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New York, NY 10017 |
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8. Name: |
Warburg Pincus & Co. |
Address: |
450 LEXINGTON AVENUE |
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New York, NY 10017 |
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9. Name: |
Warburg Pincus Private Equity IX L.P. |
Address: |
450 LEXINGTON AVENUE |
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New York, NY 10017 |
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10. Name: |
Warburg Pincus IX GP L.P. |
Address: |
450 LEXINGTON AVENUE |
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New York, NY 10017 |
Exhibit 99.3
Designated Filer: |
Warburg Pincus Private Equity X O&G, L.P. |
Issuer & Ticker Symbol: |
Laredo Petroleum, Inc. [LPI] |
Date of Event Requiring Statement: |
March 5, 2015 |
Joint Filers Signatures
WARBURG PINCUS PRIVATE EQUITY X O&G, L.P.
By: Warburg Pincus X, L.P., its General Partner
By: Warburg Pincus X GP L.P., its General Partner
By: WPP GP LLC, its General Partner
By: Warburg Pincus Partners, L.P., its Managing Member
By: Warburg Pincus Partners GP LLC, its General Partner
By: Warburg Pincus & Co., its Managing Member
By: |
/s/ Robert B. Knauss |
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Date: |
March 6, 2015 |
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Name: Robert B. Knauss |
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Title: Partner |
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WARBURG PINCUS X PARTNERS, L.P.
By: Warburg Pincus X, L.P., its General Partner
By: Warburg Pincus X GP L.P., its General Partner
By: WPP GP LLC, its General Partner
By: Warburg Pincus Partners, L.P., its Managing Member
By: Warburg Pincus Partners GP LLC, its General Partner
By: Warburg Pincus & Co., its Managing Member
By: |
/s/ Robert B. Knauss |
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Date: |
March 6, 2015 |
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Name: Robert B. Knauss |
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Title: Partner |
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WARBURG PINCUS X, L.P.
By: Warburg Pincus X GP L.P., its General Partner
By: WPP GP LLC, its General Partner
By: Warburg Pincus Partners, L.P., its Managing Member
By: Warburg Pincus Partners GP LLC, its General Partner
By: Warburg Pincus & Co., its Managing Member
By: |
/s/ Robert B. Knauss |
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Date: |
March 6, 2015 |
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Name: Robert B. Knauss |
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Title: Partner |
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WARBURG PINCUS X GP L.P.
By: WPP GP LLC, its General Partner
By: Warburg Pincus Partners, L.P., its Managing Member
By: Warburg Pincus Partners GP LLC, its General Partner
By: Warburg Pincus & Co., its Managing Member
By: |
/s/ Robert B. Knauss |
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Date: |
March 6, 2015 |
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Name: Robert B. Knauss |
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Title: Partner |
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WARBURG PINCUS PRIVATE EQUITY IX, L.P.
By: Warburg Pincus IX GP L.P., its General Partner
By: WPP GP LLC, its General Partner
By: Warburg Pincus Partners, L.P., its Managing Member
By: Warburg Pincus Partners GP LLC, its General Partner
By: Warburg Pincus & Co., its Managing Member
By: |
/s/ Robert B. Knauss |
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Date: |
March 6, 2015 |
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Name: Robert B. Knauss |
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Title: Partner |
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WARBURG PINCUS IX GP L.P.
By: WPP GP LLC, its General Partner
By: Warburg Pincus Partners, L.P., its Managing Member
By: Warburg Pincus Partners GP LLC, its General Partner
By: Warburg Pincus & Co., its Managing Member
By: |
/s/ Robert B. Knauss |
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Date: |
March 6, 2015 |
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Name: Robert B. Knauss |
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Title: Partner |
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WPP GP LLC
By: Warburg Pincus Partners, L.P., its Managing Member
By: Warburg Pincus Partners GP LLC, its General Partner
By: Warburg Pincus & Co., its Managing Member
By: |
/s/ Robert B. Knauss |
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Date: |
March 6, 2015 |
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Name: Robert B. Knauss |
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Title: Partner |
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WARBURG PINCUS PARTNERS, L.P.
By: Warburg Pincus Partners GP LLC, its General Partner
By: Warburg Pincus & Co., its Managing Member
By: |
/s/ Robert B. Knauss |
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Date: |
March 6, 2015 |
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Name: Robert B. Knauss |
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Title: Partner |
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WARBURG PINCUS PARTNERS GP LLC
By: Warburg Pincus & Co., its Managing Member
By: |
/s/ Robert B. Knauss |
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Date: |
March 6, 2015 |
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Name: Robert B. Knauss |
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Title: Partner |
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WARBURG PINCUS & CO.
By: |
/s/ Robert B. Knauss |
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Date: |
March 6, 2015 |
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Name: Robert B. Knauss |
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Title: Partner |
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